We guide you through compliance
Compliance or conformity with laws, regulations, guidelines, standards etc. (necessary but not always popular) poses a constantly changing challenge on the financial industry.
PMS offers basic functionalities in a base system plus special compliance modules that cover the required compliance aspects in order to comply with laws, standards, norms etc set down by legislative bodies, intertrade and other orgnisations in an international environment.
Meet all challenges with us
PMS offers professional modules that address general technological as well as administrational compliance topics such as password management, user right system, change reports, four eyes principle, historicisation or data encryption, and meet various requirements including fund compliance (UCITS, AIFMD, KAGB, InvFG, InvMaRisk etc.), derivatives ordinances in different countries such as Luxembourg, Germany, Austria in addition to modules for MiFID/MiFIR, Basel III (LCR, NSFR, CVA, IRC, Stressed VaR, Expected Shortfall etc.). MaRisk, GroMiKV or LiqV with a relevance for the bank industry as well as VAG/AnlV/Solvency for insurance companies.
HGB/BilMoG, IFRS 7, 9 and 13, IAS 32/39 designed for the purpose of determining the profit and loss estimation, measuring the hedge effectiveness, impairment and reporting are part of the compliance aspects in PMS as well. PMS's range of functions also includes IFRS classifications and reclassifications, prof & loss estimation, measurement at fair value and amortised cost, hedge accounting, documentation and the generation of corresponding booking records.
Industry-wide standards such as GIPS (Global Investment Performance Standard)that calculates and presents investment performance results as well as methods stipulated by the BVI to measure fund liquidity for instance, complete our offer of compliance-related functions.
PMS meets overall EMIR requirements, specifically trade repository reporting.
The general limit system in PMS and specific regulatory limit modules can be used for example to define, check, monitor, track internal, contractual and regulatory limits on all levels including pre trade check (PTC).
Investment industry standards such as GIPS (Global Investmet Performance Standard) for the measurement and presentation of performance results round off our range of compliance-related products.
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